Revised Code of Washington (RCW) (Last Updated: August 9, 2016) |
Title 21. SECURITIES AND INVESTMENTS |
Chapter 21.30. Commodity transactions. |
Section 21.30.005. Intent. |
Section 21.30.010. Definitions. |
Section 21.30.020. Transactions involving commodity contract or option—Prohibition—Exceptions. |
Section 21.30.030. Transactions conducted by certain persons exempt from prohibition under RCW 21.30.020. |
Section 21.30.040. Transactions and contracts exempt from prohibition under RCW 21.30.020—Rules. |
Section 21.30.050. Commodity merchants—Place for trading commodity contract or option—Requirements. |
Section 21.30.060. Prohibited practices. |
Section 21.30.070. Responsibility for acts or omissions—Liability—Burden of proof. |
Section 21.30.080. Offers to sell or buy in this state—Application of RCW 21.30.020, 21.30.050, and 21.30.060. |
Section 21.30.090. When publications or electronic communications not deemed offers to sell or buy in this state. |
Section 21.30.100. Investigations—Statements—Publication of information. |
Section 21.30.107. Subpoena authority—Application—Contents—Notice—Fees. |
Section 21.30.110. Investigations—Evidence—Subpoenas—Court orders of compliance. |
Section 21.30.120. Violations—Director's authority—Court actions—Penalties. |
Section 21.30.130. Violations—Court-ordered remedies—Penalties—Bond by director not required. |
Section 21.30.140. Willful violations—Penalty—Limitation on actions. |
Section 21.30.150. No liability under chapter for act in good faith. |
Section 21.30.160. Unlawful use or disclosure of information. |
Section 21.30.170. Information—Availability to public—Exceptions. |
Section 21.30.180. Cooperation with other agencies or organizations. |
Section 21.30.190. Consent for service of process—Service, how made. |
Section 21.30.200. Administrative proceedings—Summary order—Notice—Hearing—Final order. |
Section 21.30.210. Application of chapter 34.05 RCW, the administrative procedure act. |
Section 21.30.220. Pleading exemptions or exceptions—Burden of proof. |
Section 21.30.230. Application for licensing. |
Section 21.30.240. Fees. |
Section 21.30.250. Examinations—Waiver. |
Section 21.30.260. Expiration of licenses—Authority under commodity sales representative license—Notification of changes. |
Section 21.30.270. Multiple licenses, when permitted. |
Section 21.30.280. Classification of licenses—Limitations and conditions of licenses. |
Section 21.30.290. Annual report and fee. |
Section 21.30.300. Minimum net capital and fidelity bond requirements. |
Section 21.30.310. Financial and other reports. |
Section 21.30.320. Records. |
Section 21.30.330. Correcting amendments of information in application or financial and other reports—Exception. |
Section 21.30.340. Examination of records—Copies—Fees. |
Section 21.30.350. Denial, suspension, revocation, or limitation of license—Grounds. |
Section 21.30.360. Violations—Prosecuting attorney may bring criminal proceedings. |
Section 21.30.370. Penalties in chapter nonexclusive. |
Section 21.30.380. Administration of chapter under director of financial institutions. |
Section 21.30.390. Administrator—Appointment—Delegation of duties—Term. |
Section 21.30.400. Director's powers and duties—Rules, forms, and orders—Fees. |
Section 21.30.800. Securities laws not affected. |
Section 21.30.810. Construction and purpose. |
Section 21.30.901. Effective date—1986 c 14. |