Revised Code of Washington (RCW) (Last Updated: August 9, 2016) |
Title 21. SECURITIES AND INVESTMENTS |
Chapter 21.20. Securities act of Washington. |
Section 21.20.050. Application for registration—Filing of documents—Consent to service of process—Fee.
Latest version.
- (1) A broker-dealer, salesperson, investment adviser, or investment adviser representative may apply for registration by filing with the director or his or her authorized agent an application together with a consent to service of process in such form as the director shall prescribe and payment of the fee prescribed in RCW 21.20.340.(2) A federal covered adviser shall file such documents as the director may, by rule or otherwise, require together with a consent to service of process and the payment of the fee prescribed in RCW 21.20.340.[ 2011 c 336 § 595; 1998 c 15 § 4; 1994 c 256 § 6; 1981 c 272 § 1; 1979 ex.s. c 68 § 3; 1975 1st ex.s. c 84 § 3; 1961 c 37 § 2; 1959 c 282 § 5.]NOTES:Findings—Construction—1994 c 256: See RCW 43.320.007.