Section 21.20.005. Definitions.

Section 21.20.010. Unlawful offers, sales, purchases.

Section 21.20.020. Unlawful acts of person advising another.

Section 21.20.030. Unlawful acts of investment adviser.

Section 21.20.035. Unlawful purchases or sales for customer's account.

Section 21.20.037. Variable contracts—Registration required—Rules.

Section 21.20.040. Registration and notification required—Exemptions.

Section 21.20.050. Application for registration—Filing of documents—Consent to service of process—Fee.

Section 21.20.060. Contents of application for registration—Capital requirements.

Section 21.20.070. When registration effective—Requirements determined by rule.

Section 21.20.080. Duration of registration—Association with issuer, broker-dealer, federal covered adviser, or investment adviser—Notice to director—Extension of licensing period.

Section 21.20.090. Renewal of registration—Financial reports—Application for a successor.

Section 21.20.100. Accounts, correspondence, memoranda, papers, books, and other records—Release of information—Correction of filed document—Examination.

Section 21.20.110. Director may deny, suspend, revoke, restrict, condition, or limit any application or registration—Director may censure or fine registrant—Grounds—Procedures—Costs—Accounting.

Section 21.20.120. Denial, suspension, revocation of registration—Order—Request for, notice of hearing—Findings and conclusions.

Section 21.20.130. Cancellation of registration or application—Grounds.

Section 21.20.135. License as salesperson or broker-dealer prerequisite to suit for commission.

Section 21.20.140. Unlawful to offer or sell unregistered securities—Exceptions.

Section 21.20.180. Registration by coordination—Requirements—Statement, contents.

Section 21.20.190. Time of taking effect of registration statement by coordination—Conditions—"Price amendment", notification.

Section 21.20.200. Failure to notify of price amendment, proof of compliance—Stop order—Waiver of certain conditions.

Section 21.20.210. Registration by qualification—Statements—Requirements—Audits.

Section 21.20.220. Information not required when nonissuer distribution.

Section 21.20.230. Time of taking effect of registration statement by qualification—Conditions.

Section 21.20.240. Registration statements—Generally.

Section 21.20.250. Registration by qualification or coordination—Escrow—Impounding proceeds.

Section 21.20.260. Registration by coordination or qualification—Offer and sale—Duration of effectiveness.

Section 21.20.270. Reports by filer of statement—Annual financial statements.

Section 21.20.275. Pending registration—Notice of termination—Application for continuation.

Section 21.20.280. Stop orders—Grounds.

Section 21.20.290. Stop order prohibited if facts known on effective date of statement.

Section 21.20.300. Notification of entry of stop order—Hearing—Findings, conclusions, modification, etc.

Section 21.20.310. Securities exempt from registration.

Section 21.20.320. Exempt transactions.

Section 21.20.325. Denial, revocation, condition, of exemptions—Authority—Procedure.

Section 21.20.327. Required filings—Consent to service—Failure to comply—Rules—Fees.

Section 21.20.330. Consent to service of process—Service, how made.

Section 21.20.340. Fees—Disposition.

Section 21.20.350. False or misleading statements in filed documents.

Section 21.20.360. Filing, registration, statement, exemption not conclusive as to truth or completeness—Unlawful representations.

Section 21.20.370. Investigations—Statement of facts relating to investigation may be permitted—Publication of information—Use of criminal history record information.

Section 21.20.377. Subpoena authority—Application—Contents—Notice—Fees.

Section 21.20.380. Oaths—Subpoenas—Assisting another state—Compelling obedience—Punishment.

Section 21.20.390. Injunction, cease and desist order, restraining order, mandamus—Appointment of receiver or conservator for insolvent—Restitution or damages—Costs—Accounting.

Section 21.20.395. Administrative action—Hearing—Judicial review—Judgment.

Section 21.20.400. Penalty for violation of chapter—Limitation of actions.

Section 21.20.410. Attorney general, prosecuting attorney may institute criminal proceeding—Referral of evidence by director.

Section 21.20.420. Criminal punishment, chapter not exclusive.

Section 21.20.430. Civil liabilities—Survival, limitation of actions—Waiver of chapter void—Scienter.

Section 21.20.435. Assurance of discontinuance of violations—Acceptance—Filing.

Section 21.20.440. Judicial review of order—Modification of order by director on additional evidence.

Section 21.20.450. Administration of chapter—Rules and forms, publication—Cooperation with other state and federal authorities.

Section 21.20.460. Administrator of securities—Appointment, qualifications, term, etc.

Section 21.20.470. Compensation, travel expenses of administrator and employees.

Section 21.20.480. Unlawful use or disclosure of filed information.

Section 21.20.490. No liability under chapter for act in good faith.

Section 21.20.500. Administrative hearings public—Exception.

Section 21.20.510. Document filed when received—Register—Inspection of register, information, etc.

Section 21.20.520. Copies of entries, documents to be furnished—Copies as prima facie evidence.

Section 21.20.530. Interpretative opinions by director.

Section 21.20.540. Exemptions, exceptions, and preemptions—Burden of proof.

Section 21.20.700. Investigations and examinations—Additional authority—Scope.

Section 21.20.702. Suitability of recommendation—Reasonable grounds required.

Section 21.20.705. Debenture companies—Definitions.

Section 21.20.710. Debenture companies—Capital requirements.

Section 21.20.715. Debenture companies—Maturity date requirements.

Section 21.20.717. Debenture companies—Controlling person—Exceptions.

Section 21.20.720. Debenture companies—Prohibited activities by directors, officers, or controlling persons.

Section 21.20.725. Debenture companies—Debentures payable on demand—Interest—Certificates of debenture.

Section 21.20.727. Debenture companies—Acquisition of control—Requirements—Violation—Penalty.

Section 21.20.730. Debenture companies—Acquisition of control—Grounds for disapproval.

Section 21.20.732. Debenture companies—Notice of charges—Hearing—Cease and desist orders.

Section 21.20.734. Debenture companies—Temporary cease and desist orders.

Section 21.20.740. Reports—Requirements.

Section 21.20.745. Reports—Violations of reporting requirements—Penalties—Contribution.

Section 21.20.750. Reports—Suspension of sale of securities until reporting requirements complied with.

Section 21.20.805. Effective date—Construction—1973 1st ex.s. c 171.

Section 21.20.810. Application of chapter not limited.

Section 21.20.815. Debenture companies—Equity investments.

Section 21.20.820. Debenture companies—Loans to any one borrower—Limitations.

Section 21.20.825. Debenture companies—Bad debts.

Section 21.20.830. Debenture companies—Investments in unsecured loans.

Section 21.20.835. Debenture companies—Debenture holders—Notice of maturity date of debenture.

Section 21.20.840. Debenture companies—Annual financial statement.

Section 21.20.845. Debenture companies—Rules.

Section 21.20.850. Debenture companies—Record maintenance and preservation—Examination.

Section 21.20.855. Examination reports and information—Exempt from public disclosure—Use in civil actions.

Section 21.20.860. Construction—Chapter applicable to state registered domestic partnerships—2009 c 521.

Section 21.20.880. Small securities offerings—Exemptions—Quarterly reports—Disqualification provisions.

Section 21.20.883. Portals—Qualifications and use—Requirements.

Section 21.20.886. Rule making for small securities offerings.

Section 21.20.900. Construction to secure uniformity.

Section 21.20.910. Saving—Civil, criminal proceedings.

Section 21.20.915. Saving—Prior effective registrations.

Section 21.20.920. Application of prior law.

Section 21.20.925. Judicial review of prior administrative orders.

Section 21.20.930. Solicitation permits under insurance laws not limited.

Section 21.20.935. Repealer.

Section 21.20.940. Short title.